Webinar on SFC Bookbuilding Conduct Requirements & related HKEX Listing Rule Requirements on 25 October 2024
Please join Julia Charlton for a webinar on the SFC’s Bookbuilding Conduct Requirements and the related HKEX Listing Rule requirements at 5:00pm – 6:00pm HKT on 25 October 2024.
The webinar is accredited with 1 CPD point from The Law Society of Hong Kong.
About the Webinar
The webinar will cover the following topics and participants may enroll via the registration page:
- Introduction and overview of the regime governing book-building and placing activities
- Summary of the SFC’s concerns leading to the introduction of the requirements
- Key provisions of Paragraph 21 of the Code of Conduct and corresponding Listing Rule conduct requirements
- Appointment of Capital Market Intermediaries, Overall Coordinators and Sponsor-OCs
- Fee arrangements
- Responsibilities of OCs and CMIs
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