No.1 April 2003
*****
Disclosure of Interests under the Securities and Futures Ordinance *****
SCHEDULE_3
(i) If a person's name is listed in the register of
members maintained by a listed company.
(ii) If the shares are held for a person by another person
such as his stockbroker, a custodian, a trustee or a
nominee (eg. in the Central Clearing and Settlement System
('CCASS') or with HKSCC Nominees Limited, the CCASS
depository).
(iii) If a person is deemed by Part XV to be interested in
the shares.
(iv) If a person enters into a contract (for example if he
holds, writes or issues financial instruments including
equity derivatives) that give him a right to shares, or to
a payment in the event of a change in the price of shares.
(v) If a person holds shares as security.
(vi) If a person is entitled to exercise rights attaching
to the shares or control their exercise eg. voting rights.
SCHEDULE_4
DIRECTORS
Relevant Events
(i) When a person becomes interested in the shares or
debentures of a listed company or any associated company.
(ii) When a person ceases to be interested in such shares
or debentures.
(iii) When he enters into a contract to sell any such
shares or debentures.
(iv) When he assigns any right granted to him by the
listed company to subscribe for shares or debentures of
the listed company.
(v) When an associated company grants him rights to
subscribe for shares or debentures of that associated
company, or if he exercises or assigns such rights.
(vi) When the nature of his interest in the shares or
debentures of the listed company or any associated company
changes.
(vii) When he comes to have or ceases to have a short
position in the shares of a listed company or any
associated company.
ANNEXURE
FORM_3A
Director's/Chief Executive's Notice of Interests in Shares of a
Listed Company
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