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    HKEx Releases Strategic Plan for 2007-2009

    HKEx Releases Strategic Plan for 2007-2009

    The Hong Kong Exchanges and Clearing Limited (HKEx) has announced its Strategic Plan for 2007-2009 which adopts the following mission statement: to be a leading international marketplace for securities and derivatives…
    Update on New Sponsor Requirements

    Update on New Sponsor Requirements

    The Securities and Futures Commission (SFC) published two circulars on September 5, 2006 in relation to the Guidelines for Sponsors and Compliance Advisers (Sponsor Guidelines), which form part of the Fit and Proper…
    New Sponsor Requirements

    New Sponsor Requirements

    New eligibility criteria and on-going obligations for sponsors will be implemented by the SFC with effect from January 1, 2007. Under the new regime, only corporate advisory firms meeting the new eligibility criteria…