Hong Kong Law
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SFC Bulletin gives Update on SFC’s Front-loaded Regulatory Approach
SFC published its SFC Regulatory Bulletin (Issue No. 4) to provide an update on its front-loaded approach to regulating market quality and corporate misconduct
HKEx Publishes Consultation Paper on Corporate WVR Beneficiaries
HKEx published a consultation paper seeking feedback on a proposal to allow corporate entities to benefit from WVR, which at present can only be held by individuals.
Latest SFC Decisions Against SFC Licensed Corporations and Unlicensed and SFC Licensed Individuals for Compliance Failures under the Securities and Futures Ordinance
The SFC has published updates on over ten disciplinary actions and related prosecutions between mid-December 2019 and mid-February 2020 regarding compliance failures under the SFO
HKEX/SFC Guidance on Financial Results Publication amid Corona Virus Travel Restrictions
HKEx and the SFC issued guidance to listed issuers and their auditors on the requirements for financial results publication in light of travel restrictions related to the corona virus.
SFC Issues Licensing Guidance for Hong Kong Private Equity firms and Family offices
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HKEx Consultation Conclusions on Review of the ESG Reporting Guide and ESG Listing Rules
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SFC Publishes Consultation Paper on Amending the Regime for Open-Ended Fund Companies
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SFC Survey on Integrating Environmental, Social and Governance Factors and Climate Risks in Asset Management
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HKEx Consults on Amendments to the Chapter 37 Professional Debt Regime
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SFC Guidance on Disclosure by HKEx-listed Companies and to Licensed Fund Managers on Dubious Private Funds
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SFC Circular on Licensed Corporations’ Use of External Electronic Data Storage
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HKEx Enhances Guidance for Overseas Listing Applicants
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