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    IPOs

    Go to All Publications | Presentations | Webinars
    YEAR

    2025

    Apr 2025

    Corporate Governance Code & Related Listing Rule Changes Effective 1 July 2025

    Apr 2025

    HKEX Consultation on Proposals to Optimise IPO Price Discovery and Open Market Requirements

    YEAR

    2024

    Oct 2024

    Listing Mineral Companies on the HKEX

    Aug 2024

    Listing Biotech companies on the HKEX

    Aug 2024

    Listing SPACs on the HKEX

    YEAR

    2023

    Oct 2023

    HKEX Consultation Paper on GEM Listing Reforms

    YEAR

    2022

    Nov 2022

    Listing Asian companies on Aquis

    Nov 2022

    Listing Opportunities on Nasdaq Dubai

    Oct 2022

    Listing Pre-Revenue Biotech Companies

    Oct 2022

    Listing Mineral Companies

    May 2022

    Webinar on the HKEX’s New Listing Regime for Overseas Issuers

    Apr 2022

    Webinar on the HKEX’s proposed Listing Rule changes for listed company share schemes

    Mar 2022

    Webinar on the HKEX new listing regime for SPACs

    Jan 2022

    Webinar on STOs in Hong Kong

    YEAR

    2021

    May 2021

    Panel on Fundraising landscape for tech companies Hong Kong from series A to IPO — hot industries, perspectives

    May 2021

    Webinar on HKEX Consultation Paper on the Listing Regime for Overseas issuers

    May 2021

    Response to the SFC Consultation Paper on (i) the Proposed Code of Conduct on Bookbuilding and Placing Activities in Equity Capital Market and Debt Capital Market Transactions and (ii) the “Sponsor Coupling” Proposal

    Apr 2021

    Webinar on HKEX Consultation Paper on The Review of Corporate Governance Code and Related Listing Rules

    Mar 2021

    On 26 March 2021, Julia Charlton moderated a virtual roundtable on Listing in London

    Jan 2021

    Webinar on The HKEX profit requirement proposals – consultation on the Main Board profit requirement

    Jan 2021

    Response to the HKEX Consultation Paper on the Main Board Profit Requirement

    YEAR

    2020

    Dec 2020

    Webinar on HKEX’s listing biotech (3rd section) and mineral companies

    Dec 2020

    Webinar on HKEX: Secondary Listing of “innovative” companies and listing biotech companies (1st section)

    Dec 2020

    Webinar on HKEX – Listing WVR structured companies

    Aug 2020

    On 31 August 2020, Charltons presented Part V: Corporate Governance Code and the Takeovers Code of a Webinar Series on Responsibilities of HKEx-listco Directors

    Aug 2020

    On 29 August 2020, Charltons presented Part IV: Connected transactions of a Webinar Series on Responsibilities of HKEx-listco Directors

    Aug 2020

    On 28 August 2020, Charltons presented Part III: Notifiable transactions of a Webinar Series on Responsibilities of HKEx-listco Directors

    Aug 2020

    On 26 August 2020, Charltons presented Part II: Disclosure requirements of listed companies and directors of a Webinar Series on Responsibilities of HKEx-listco Directors

    Aug 2020

    On 24 August 2020, Charltons presented Part I: Directors’ duties and liability for breaching Listing Rule Obligations of a Webinar Series on Responsibilities of HKEx-listco Directors

    YEAR

    2019

    Dec 2019

    Secondary Listing Innovative Chinese Companies on HKEx

    Dec 2019

    Secondary Listing Innovative Chinese Companies on HKEx

    Jan 2019

    Hong Kong’s Progress towards a Paperless Securities Market

    YEAR

    2018

    May 2018

    Consultation Conclusions on WVR Listings and Concessionary Route to Secondary Listing

    May 2018

    New Rules Listing Biotech Companies on the Hong Kong Stock Exchange

    YEAR

    2017

    Jun 2017

    Chapter 21 listings

    Mar 2017

    Initial public offering – Listing on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited

    YEAR

    2016

    Jun 2016

    Introduction to listing of publicly offered debt securities in Hong Kong

    Mar 2016

    Listing Russian companies in Hong Kong

    Feb 2016

    Initial public offering – Listing on the Stock Exchange of Hong Kong Limited

    YEAR

    2015

    Aug 2015

    Listing mainland companies in Hong Kong

    Apr 2015

    Russian companies listing on the Hong Kong Stock Exchange

    Mar 2015

    Detailed analysis of listing mineral companies on the Hong Kong Stock Exchange

    Feb 2015

    Listing international companies in Hong Kong – 2015 update

    Feb 2015

    Listing international companies on the Hong Kong Stock Exchange: 2015 Update

    YEAR

    2014

    Dec 2014

    Listing overseas companies on the Stock Exchange of Hong Kong Limited

    Dec 2014

    Listing mineral companies in Hong Kong

    Dec 2014

    A Hong Kong corporate finance law firm

    Nov 2014

    Hong Kong Stock Exchange’s weighted voting rights concept paper

    Oct 2014

    Pre-IPO investments

    Oct 2014

    Listing PRC companies in Hong Kong using VIE structures

    Sep 2014

    Spin-off of wholly owned subsidiary of a Hong Kong listed company

    Sep 2014

    Hong Kong Stock Exchange publishes concept paper on weighted voting rights

    Sep 2014

    Listing PRC companies in Hong Kong

    Sep 2014

    Requirements for an offering and listing in the U.K., U.S. or Hong Kong

    Jul 2014

    Introduction to listing on the Main Board of the Hong Kong Stock Exchange

    Jul 2014

    Potential liabilities under Hong Kong Law in connection with the publication of a prospectus on the listing of a company on the Stock Exchange of Hong Kong

    Jun 2014

    Listing on the GEM of the Hong Kong Stock Exchange

    Jun 2014

    Comparison of GEM and second board of Singapore on listing, transfer and spin-off requirements

    Jun 2014

    Listing PRC companies on the Hong Kong Stock Exchange

    Feb 2014

    Introduction to the listing of H shares of PRC companies on the Stock Exchange of Hong Kong Limited (the “Main Board”)

    YEAR

    2013

    Dec 2013

    The 10 most important things to know about listing a mineral company on The Stock Exchange of Hong Kong Limited (“HKEx”)

    Nov 2013

    The regulatory regime for IPO sponsors in Hong Kong

    Jul 2013

    Listing in Hong Kong by way of HDRs

    YEAR

    2012

    Nov 2012

    China laws and regulations for PRC companies seeking a listing on HKEx

    YEAR

    2007

    Nov 2007

    Introduction to the listing of H shares of PRC Companies on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited (“the GEM”)

    Mar 2007

    Sponsors – the regulatory regime

    YEAR

    2006

    Aug 2006

    HKEx publishes research on overseas experience of growth company markets

    Aug 2006

    HKEx publishes research on the development and operation of the Growth Enterprise Market

    Aug 2006

    HKEx publishes research on the Singapore dimension of HKEx’s markets

    Aug 2006

    HKEx publishes research on the Taiwan dimension of HKEx’s markets

    Jun 2006

    Recent developments in the regulation of sponsors in Hong Kong

    Jan 2006

    The route to AIM

    Jan 2006

    Comments on the Stock Exchange’s discussion paper on the Growth Enterprise Market

    YEAR

    2005

    Sep 2005

    Recent developments in the regulation of Hong Kong sponsors

    Sep 2005

    Summary of requirements for listing closed-ended funds

    Jan 2005

    A guide for the effective board

    Jan 2005

    Amendments to the Listing Rules: Amendments relating to sponsors and IFAs effective 1 January 2005 and amendments relating to continuing obligations effective 30 March 2004

    YEAR

    2004

    Oct 2004

    Introduction to listing on AIM UK

    YEAR

    2003

    Sep 2003

    Hong Kong securities law and listing rules

    Mar 2003

    Introduction to the listing of PRC Companies on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited

    YEAR

    2002

    Aug 2002

    Brief introduction to the consultation paper on proposed amendments to the Listing Rules relating to initial listing eligibility and cancellation of listing procedures

    Feb 2002

    Listing on the Hong Kong Stock Exchange – document list

    YEAR

    2000

    Aug 2000

    The Securities and Futures Bill

    Jun 2000

    Key summary points on the consultation paper on proposed amendments to the Hong Kong Listing Rules relating to initial listing eligibility and cancellation of listing procedures

    May 2000

    Responsibilities of a PRC director of a GEM listed company

    May 2000

    Documentary requirements for a PRC GEM applicant

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