Disclosure of Interests under the Securities and Futures Ordinance

SCHEDULE 3

(i) If a person's name is listed in the register of members maintained by a listed company.

(ii) If the shares are held for a person by another person such as his stockbroker, a custodian, a trustee or a nominee (eg. in the Central Clearing and Settlement System ('CCASS') or with HKSCC Nominees Limited, the CCASS depository).

(iii) If a person is deemed by Part XV to be interested in the shares.

(iv) If a person enters into a contract (for example if he holds, writes or issues financial instruments including equity derivatives) that give him a right to shares, or to a payment in the event of a change in the price of shares.

(v) If a person holds shares as security.

(vi) If a person is entitled to exercise rights attaching to the shares or control their exercise eg. voting rights.

SCHEDULE 4

DIRECTORS

Relevant Events

(i) When a person becomes interested in the shares or debentures of a listed company or any associated company.

(ii) When a person ceases to be interested in such shares or debentures.

(iii) When he enters into a contract to sell any such shares or debentures.

(iv) When he assigns any right granted to him by the listed company to subscribe for shares or debentures of the listed company.

(v) When an associated company grants him rights to subscribe for shares or debentures of that associated company, or if he exercises or assigns such rights.

(vi) When the nature of his interest in the shares or debentures of the listed company or any associated company changes.

(vii) When he comes to have or ceases to have a short position in the shares of a listed company or any associated company.

ANNEXURE

FORM 3A

– Director's/Chief Executive's Notice of Interests in Shares of a Listed Company