Updates Archives - Charltons

HK SFC Issues Restriction Notice to Kingston Securities Limited to Freeze Client’s Account during Corporate Misconduct Investigation

HomeHK SFC Issues Restriction Notice to Kingston Securities Limited to Freeze Client’s Account during Corporate Misconduct Investigation Charltons Updates HK SFC Issues Restriction Notice to Kingston Securities Limited to Freeze Client’s Account during Corporate...

HKEX Updates Listing Requirements for SPACs and Specialist Technology Companies

HomeHKEX Updates Listing Requirements for SPACs and Specialist Technology Companies Charltons Updates HKEX Updates Listing Requirements for SPACs and Specialist Technology Companies On 23 August 2024, the Hong Kong’s Securities and Futures Commission (HK SFC) and The...

HK SFC Initiates Legal Proceedings Against SoftMedx Healthcare Limited and Former Directors for Breach of Fiduciary Duties

HomeHK SFC Initiates Legal Proceedings Against SoftMedx Healthcare Limited and Former Directors for Breach of Fiduciary Duties Charltons Updates HK SFC Initiates Legal Proceedings Against SoftMedx Healthcare Limited and Former Directors for Breach of Fiduciary Duties...

SFC’s Strategic Priorities for 2024-2026: Blueprint for Future Financial Markets in Hong Kong

HomeSFC’s Strategic Priorities for 2024-2026: Blueprint for Future Financial Markets in Hong Kong Charltons Updates SFC’s Strategic Priorities for 2024-2026: Blueprint for Future Financial Markets in Hong Kong In January 2024, the Hong Kong’s Securities and Futures...

HK SFC, HK ICAC, and Macao Judiciary Police: Joint Operation Targeting Cross-Boundary Fraud and Misconduct in Listed Company

HomeHK SFC, HK ICAC, and Macao Judiciary Police: Joint Operation Targeting Cross-Boundary Fraud and Misconduct in Listed Company Charltons Updates HK SFC, HK ICAC, and Macao Judiciary Police: Joint Operation Targeting Cross-Boundary Fraud and Misconduct in Listed...

SFC Releases Consultation Paper on the Repeal of Mixed Media Offers and Amendments to ePO Guidelines

HomeSFC Releases Consultation Paper on the Repeal of Mixed Media Offers and Amendments to ePO Guidelines Charltons Updates SFC Releases Consultation Paper on the Repeal of Mixed Media Offers and Amendments to ePO Guidelines On 16 August, 2024, Hong Kong’s Securities...

Market Misconduct Tribunal Finds Former China Forestry Executives Guilty of Disclosure Violations and Insider Trading

HomeMarket Misconduct Tribunal Finds Former China Forestry Executives Guilty of Disclosure Violations and Insider Trading Charltons Updates Market Misconduct Tribunal Finds Former China Forestry Executives Guilty of Disclosure Violations and Insider Trading On 7...

Hong Kong’s SFC & Police Pursue Major Ramp-and-Dump Syndicate in Coordinated Operation

HomeHong Kong’s SFC & Police Pursue Major Ramp-and-Dump Syndicate in Coordinated Operation Charltons Updates Hong Kong’s SFC & Police Pursue Major Ramp-and-Dump Syndicate in Coordinated Operation On 6 August 2024, in a move against financial...

Tahoe Life’s Non-Compliance: Joint Action by HK SFC and HK IA to Tackle Cross-Sector Financial Irregularities

HomeTahoe Life’s Non-Compliance: Joint Action by HK SFC and HK IA to Tackle Cross-Sector Financial Irregularities Charltons Updates Tahoe Life’s Non-Compliance: Joint Action by HK SFC and HK IA to Tackle Cross-Sector Financial Irregularities On 26 July 2024, Hong...

Market Manipulation Case: First-Ever SFO Trial at Court of First Instance, Convicted Sentenced 6 years & 8 Months

HomeMarket Manipulation Case: First-Ever SFO Trial at Court of First Instance, Convicted Sentenced 6 years & 8 Months Charltons Updates Market Manipulation Case: First-Ever SFO Trial at Court of First Instance, Convicted Sentenced 6 years & 8 Months On 22...