Hong Kong Law December 2022 PDF version Word version HKEx and SFC Disciplinary Actions of October 2022 In October 2022, the Stock Exchange of Hong Kong Limited (the HKEx) published two disciplinary actions. The first involved the imposition of a Director Unsuitability...
Hong Kong Law December 2022 PDF version Word version SFC Practice Note 24: Receivers, Liquidators and Commencement of Offer Periods The Executive of the Securities and Futures Commission (SFC) issued a new Practice Note 24 (PN24) on 18 November 2022 regarding...
Hong Kong Law November 2022 PDF version Word version SFC Circular on Virtual Asset Futures Exchange Traded Funds Shortly after the Hong Kong Government issued its Policy Statement on the development of Virtual Assets in Hong Kong during Hong Kong Fintech Week 2022 on...
Hong Kong Law November 2022 PDF version Word version HKEx Issues Revised Enforcement Sanctions Statement & New Cooperation Guidance On 25 October 2022, the Hong Kong Stock Exchange (the HKEx) published its new Guidance Note on Cooperation and updated its...
Hong Kong Law November 2022 PDF version Word version HK Government issues Policy Statement on development of Virtual Assets in Hong Kong On 31 October 2022, the Financial Services and Treasury Bureau (FSTB) issued a policy statement on the Development of Virtual...
Hong Kong Law October 2022 PDF version Word version HKEx, SFC and HKMA Disciplinary Actions in September 2022 In September 2022, the Stock Exchange of Hong Kong Limited (the HKEx) published one disciplinary action against four directors of National Investments Fund...
Hong Kong Law October 2022 PDF version Word version HKMA’s AML Regtech Lab Series under Fintech 2025 On 29 September 2022, the Hong Kong Monetary Authority (HKMA) published its Quarterly Bulletin issue number 112 (Quarterly Bulletin). The issue looks at the HKMA’s...
Hong Kong Law October 2022 PDF version Word version Court Orders Sound Global Chairman to Purchase Investors’ Shares The Securities and Futures Commission (the SFC) has obtained an order in the Court of First Instance for the chairman and executive director of Sound...
Hong Kong Law October 2022 PDF version Word version HKEX Consults on New Listing Regime for Specialist Technology Companies The Hong Kong Stock Exchange (HKEX) has issued a consultation paper on a new listing regime for Specialist Technology Companies on the Main...
Hong Kong Law October 2022 PDF version Word version HKMA Issues Position Paper on e-HKD On 20 September 2022, the Hong Kong Monetary Authority (HKMA) released a position paper entitled “e-HKD: Charting the Next Steps” outlining its next steps on the direction of the...
