HONG KONG LAW May 2004 Word version Proposed Amendments To The Listing Rules Relating To The Regulation Of Sponsors And Independent Financial Advisers Introduction Appointment Of Sponsors Independent Financial Advisers Impartiality Of Sponsors And IFAs Independence Of...
HONG KONG LAW March 2004 Word version Amendments To The Main Board Listing Rules (the Rules) Effective March 31, 2004 H. Voting By Shareholders H. Voting By Shareholders 1. Poll Vote Mandatory (Rule 13.39(4)) Voting by poll (rather than by show of hands) is required...
HONG KONG LAW January 2004 Word version The Companies (Amendment) Ordinance 2003 To Take Effect On February 13, 2004 A. Introduction B. One Member/One Director Companies C. Further Amendments Relating To Directors D. Further Amendments Relating To Shareholders E....
HONG KONG LAW December 2003 Word version Recent Changes To The Companies Ordinance Prospectus Regime Introduction A. Guidelines On Use Of Offer Awareness And Summary Disclosure Materials In Offerings Of Shares And Debentures Under The Companies Ordinance B. Guidelines...
HONG KONG LAW November 2003 Word version Regulation Of Offers Of Investments Under Part IV Securities And Futures Ordinance A. Introduction B. Prohibition On Unauthorised Investment Advertisements C. Authorisation Of Collective Investment Schemes D. Other Offences...
HONG KONG LAW October 2003 Word version The Licensing Regime Under The Securities And Futures Ordinance Introduction New Single Licence Regime Regulated Activities Licence Types Responsible Officers Registered Institutions Exemptions And Exclusions Temporary Licences...
[show_newsletter_sitepath] [show_back_to_newsletter_link] Insights [show_insights_options] HONG KONG LAW October 2003 Word version Disclosure Of Interests Under The Securities And Futures Ordinance – Update Options Disclosure Of Short Positions Buying And...
[show_newsletter_sitepath] [show_back_to_newsletter_link] Insights [show_insights_options] HONG KONG LAW September 2003 Word version Stabilisation Under The Securities And Futures (Price Stabilising) Rules Introduction Scope Of The Rules Primary Stabilising Actions...
[show_newsletter_sitepath] [show_back_to_newsletter_link] Insights [show_insights_options] HONG KONG LAW June 2003 Word version Proposed Increased Regulation Of IPO Intermediaries Acceptable Sponsors and IFAs The Code of Conduct Sponsors’ Due Diligence...
HONG KONG LAW June 2003 Word version Market Misconduct Under The Securities And Futures Ordinance Introduction What Is Market Misconduct? Additional Offences Effects Of Market Misconduct Introduction The Securities and Futures Ordinance (SFO) which came into effect on...
