Hong Kong Law May 2005 Word version Amendments to the SFC’s Code on Unit Trusts and Mutual Funds Introduction SFC-Authorised Funds And Unit Trusts Permitted To Invest In Listed REITS From April 22, 2005 SFC Proposals To Allow SFC-Authorised REITs To Invest In...
HONG KONG LAW April 2005 Word version Guidelines On Analyst Conflicts Of Interest Effective April 1, 2005 SFC Issues Reminder On The Publication Of Extracts From IPO Prospectuses On Websites Advertising Securities Investment Services Introduction I. Guidelines To...
HONG KONG LAW March 2005 Word version Proposed Amendments To The Securities And Futures Ordinance To Give Statutory Backing To Major Listing Rules Codification Of The More Important Listing Rules Codification Of The More Important Listing Rules The amendments will...
HONG KONG LAW February 2005 Word version SFC Issues Consultation Paper On Amendments To The Disclosure Of Interests Regime Filing Of Notices For Options On Grant, Exercise And Completion Filing Of Notices For Options On Grant, Exercise And Completion It is proposed to...
HONG KONG LAW January 2005 Word version Second Consultation Paper on Exemption of Offshore Funds from Hong Kong profits tax The Hong Kong Financial Services and Treasury Bureau have issued a second consultation paper on the proposed exemption of offshore funds from...
HONG KONG LAW December 2004 Word version Hong Kong Stock Exchange’s Code On Corporate Governance Practices And Corporate Governance Report Effective January 1, 2005 Annex A – Brief Summary of Disclosure Requirements Introduction Amendments The Code On...
HONG KONG LAW November 2004 Word version Amendments To The Listing Rules Relating To The Regulation Of Sponsors And Independent Financial Advisers Effective January 1, 2005 Introduction Appointment Impartiality And Independence Obligations New Applicants’ And...
HONG KONG LAW October 2004 Word version New Companies Ordinance Prospectus Regime Effective December 3,2004 Annex B Summary of Requirements for Summary Disclosure Materials under the SFC’s February 2003 Guidelines on Use of Offer Awareness Materials and Summary...
HONG KONG LAW August 2004 Word version Hong Kong Legal Update 1. Enactment Of The Companies (Amendment) Ordinance 2004 2. Hong Kong Stock Exchange Proposals To Reduce Minimum Spreads 3. IPO Subscription Refund Cheques 4. September 30, 2004 Deadline for Compliance with...
HONG KONG LAW May 2004 Word version Summary Of Changes To The GEM Listing Rules Effective March 31, 2004 O. Directors’ Contracts, Remuneration And Appointments P. Disclosure Of Information O. Directors’ Contracts, Remuneration And Appointments 1....
