Newsletter Hong Kong Law August 2010 Word version SFC Consults On Regulatory Oversight Of Credit Rating Agencies Background Objectives of Regulating CRAs Creation of a New Type 10 Regulated Activity under Hong Kong’s Existing Licensing Regime Amendments to...
Newsletter Hong Kong Law June 2010 Word version Changes To Requirements For Circulars And Listing Documents Of Listed Issuers, Effective 3 June, 2010 A. Financial Information In Circular Or Listing Document B. Other Disclosure Requirements for Circulars and Listing...
Newsletter Hong Kong Law June 2010 Word version SFC To Implement Proposals To Enhance Regulation Of Retail Structured Products Disapplication of the CO Prospectus Provisions to Structured Products Loss of CO Safe Harbours Proposed Definition of Structured Product...
Newsletter Hong Kong Law May 2010 Word version Changes To Connected Transaction Rules Effective 3 June, 2010 1. New Exemption For Persons Connected With An Issuer At The Subsidiary Level Where The Size Of The Subsidiary Is “Insignificant” To The Issuer 2....
Newsletter Hong Kong Law May 2010 Word version New Main Board And Gem Listing Rules For Mineral Companies Effective From 3 June 2010 Introduction 1. Application Of The New Rules 2. Listing Eligibility Requirements 3. Listing Document: Disclosure Requirements 4....
Newsletter Hong Kong Law May 2010 Word version SFC Consultation Paper On (1) Proposal To Stop Commenting On Routine Announcements Under The Codes On Takeovers And Mergers And Share Repurchases And (2) Proposed Miscellaneous Amendments To The Codes Part 1 –...
Newsletter Hong Kong Law May 2010 Word version Revised Practice Note 15 in latest SFC Takeovers Bulletin 1. Revised Practice Note 15 – Confirmation of financial resources in cash offers 2. Reminder of the importance of maintaining proper compliance and...
Newsletter Hong Kong Law April 2010 Word version FSTB & SFC Consultations On Proposals To Give Statutory Backing To Listed Companies’ Obligation To Disclose Price Sensitive Information Introduction FSTB Proposals SFC Consultation Paper On The Draft...
Newsletter Hong Kong Law December 2009 Word version HKEx Publishes Consultation Paper On Proposed Changes To Its Connected Transaction Rules Introduction A. Transactions With Persons Connected With An Issuer Only By Virtue Of Their Relationship With The Issuer’s...
Newsletter Hong Kong Law November 2009 Word version HKEx Streamlines Procedures For Listing Overseas Companies Introduction 9 New Accepted Jurisdictions Of Incorporation Acceptability Of New Overseas Jurisdictions Cross-Benchmarking To Other Accepted Jurisdictions...
