Newsletter Hong Kong Law August 2011 Word version SFC Reminds Sponsors To Exercise Reasonable Judgment In IPO Due Diligence Introduction Conduct Of Sponsors And The SFC’s Response Introduction In its latest edition of the Dual Filing Update, the Securities and...
Newsletter Hong Kong Law August 2011 Word version Hong Kong Law Issue 131 SFC Extends Implementation Date For New Conflict Of Interest Requirements Governing Research Reports HKEx Reminds Listed Issuers Of Their Disclosure Obligations In Context Of Recent Market...
Newsletter Hong Kong Law July 2011 Word version SFC Publishes Consultation Conclusions On The Regulatory Framework For Pre-Deal Research Reports Goal Of The Proposals The Proposals And The Reaction Of Market Participants Thereto The Integrity Of Information Being...
Newsletter Hong Kong Law July 2011 Word version SFC Publishes Guidance On Marketing Of Existing Collective Investment Schemes And Investment-Linked Assurance Schemes To The Hong Kong Public Under The Revised Code On Unit Trusts And Mutual Funds From 25 June 2011 1....
Newsletter Hong Kong Law July 2011 Word version Takeovers And Mergers Panel Releases Ruling On Whether Two Parties Should Be Considered “Concert Parties” Under The Takeovers Code Introduction The Relevant Provisions Of The Codes Background And Facts Of The...
Newsletter Hong Kong Law July 2011 Word version SFC Publishes Revised Guidelines On Statutory Price Sensitive Information Disclosure Obligation Introduction The Definition Of “Inside Information” The Amendments Introduction On 22 June 2011 the Securities...
Newsletter Hong Kong Law July 2011 Word version HKEx Publishes FAQs On Models For RMB IPOs Introduction Background What Makes An RMB Denominated IPO An Attractive Option? Hong Kong’s RMB Product Market And The First RMB IPO RMB IPO Models RMB IPOs And Corporate...
Newsletter Hong Kong Law June 2011 Word version UK Bribery Act Comes Into Force On 1 July 2011: The Implications For Businesses In Asia Introduction Key Aspects Of The New Legislation Introduction The UK Bribery Act (the Act) comes into force on 1 July 2011. The Act...
Newsletter Hong Kong Law June 2011 Word version Consultation Paper On Draft Short Position Reporting Rules Published Introduction The Draft SPR Rules Responding To The Consultation Introduction On 25 May 2011, the Securities and Futures Commission (SFC) published a...
Newsletter Hong Kong Law June 2011 Word version Ex-Entitlement Trading Only After Shareholder Approval Effective 20 June 2011 Introduction Shares To Be Traded Ex-Entitlement Only After Shareholder Approval (Rule 13.66 (2) Main Board, Rule 17.78 (2) GEM) Record Date To...
