Newsletter Hong Kong Law August 2012 Word version SFC And HKMA Publish Consultation Conclusions And Supplemental Consultation On The Regulation Of OTC Derivatives Introduction I. The Scope Of The Reform: “OTC Derivative Transactions” II. Mandatory...
Newsletter Hong Kong Law August 2012 Word version Stock Exchange Consults On Listing Rule Amendments Consequential To Issuers’ Statutory Obligation To Disclose Price Sensitive Information Introduction Proposed PSI-Related Listing Rule Amendments Other Rule...
Newsletter Hong Kong Law August 2012 Word version Hong Kong Stock Exchange Consults On Allowing Publication Of PSI During Trading Hours Subject To Trading Halts Introduction Background Current PSI Announcement Arrangements Overseas PSI Announcement Arrangements...
Newsletter Hong Kong Law July 2012 Word version SFC Publishes Consultation Conclusions On Amendments To The Code Of Conduct Introduction Amendments In Relation To The FDRC OTHER AMENDMENTS Introduction In May 2012, the Securities and Futures Commission (SFC) published...
Newsletter Hong Kong Law June 2012 Word version Hong Kong Stock Exchange Publishes Guidance On Listed Issuers’ Continuous Disclosure Obligations And On Disclosure Of Distributorship Business Models In Listing Documents Hong Kong Stock Exchange Publishes Reminder...
Newsletter Hong Kong Law May 2012 Word version Hong Kong Stock Exchange Publishes Guidance Letter On Profit Forecasts Under Main Board Rules 9.11(10)(B) And 11.17 (GEM Rule 14.29) Relevant Listing Rules Guidance & Clarification The Stock Exchange of Hong Kong...
Newsletter Hong Kong Law May 2012 Word version Securities And Futures Commission Publishes Consultation Paper On The Regulation Of Sponsors Introduction Background Summary Of Proposals – New Requirements Consolidation of Other Existing Requirements How To...
Newsletter Hong Kong Law May 2012 Word version Statutory Regime For Disclosure Of Price Sensitive Information To Take Effect On 1 January 2013 1. Introduction 2. Key Features Of The PSI Disclosure Regime 3. The New Statutory Regime: Background 4. Definition Of Insider...
Newsletter Hong Kong Law May 2012 Word version Hong Kong Law Issue 154 Hong Kong Stock Exchange Issues Guidance On Hard Underwriting Disclosure In Listing Documents SFC Fines Investors For Illegal Short Selling Of Expected Allocation Of Excess Rights Shares SFC Issues...
Newsletter Hong Kong Law May 2012 Word version New Anti-Money Laundering And Counter-Terrorist Financing Requirements For SFC Licensed Corporations Effective 1 April 2012 Introduction The AMLO Guidelines On Compliance Outline Of The AML/CTF Guideline AML/CTF Systems...
