Hong Kong Law Archives - Page 47 of 67

Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related Materials

Newsletter Hong Kong Law September 2013 Word version Exchange sets out Guidance on Logistical Arrangements for the Publication of Application Proofs, Post Hearing Information Packs and Related Materials Applicability of publication requirements Warning and disclaimer...

Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule

Newsletter Hong Kong Law August 2013 Word version Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule 18.04 Listing Rule Requirements Specific Guidance Hong Kong Exchanges and Clearing Limited (the Exchange)...

SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial Offer

Newsletter Hong Kong Law August 2013 Word version SFC Issues Takeovers Bulletin On (1) “Disqualifying Transactions” Under The Whitewash Guidance Note And (2) Application Of Rule 20.1(B) To Share Repurchases By Partial Offer Introduction Whitewash waiver...

Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor Regulation

Newsletter Hong Kong Law August 2013 Word version Exchange Publishes Frequently Asked Questions On Listing Rule Changes To Complement The Securities And Futures Commission’s New Sponsor Regulation Effective On 1 October 2013 General Arrangements for listing...

Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of Sponsors

Newsletter Hong Kong Law August 2013 Word version Exchange Publishes Listing Rule Changes To Come Into Effect On Or After 1 October 2013 Regarding New Statutory Regime On The Regulation Of Sponsors Publication of Application Proof Substantially Complete Listing...

HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11

Newsletter Hong Kong Law July 2013 Word version HKEx Incorporates Listing Decision LD45-3 (Regarding Conditions For Waiver From Strict Compliance With GEM Listing Rules 7.03(1) and 11.10) Into Guidance Letter GL25-11 Listing Decision LD45-3 Guidance On Conditions For...

Hong Kong Stock Exchange Publishes Listing Decision on whether Deteriorating Financial Performance After Track Record Period and Other Factors Rendered Applicant Unsuitable for Listing

Newsletter Hong Kong Law June 2013 Word version Hong Kong Stock Exchange Publishes Listing Decision On Whether Deteriorating Financial Performance After Track Record Period And Other Factors Rendered Applicant Unsuitable For Listing Introduction Facts Non-compliance...

Hong Kong Stock Exchange Publishes Listing Decisions on Rights Issues and Spin-Offs

Newsletter Hong Kong Law June 2013 Word version Hong Kong Stock Exchange Publishes Listing Decisions On Rights Issues and Spin-Offs HKEx-LD70-2013 HKEx-LD71-2013 HKEx-LD72-2013 Three listing decisions have been made available on Hong Kong Exchanges and Clearing...

Court of Final Appeal Hands Down Landmark Ruling on the Application of Section 213 of the SFO

Newsletter Hong Kong Law June 2013 Word version Court Of Final Appeal Hands Down Landmark Ruling On The Application Of Section 213 Of The SFO Background Section 213 Implications of the COA Decision The CFA Decision The Court of Final Appeal (CFA) has dismissed the...

SFC Publishes Consultation Paper on the Professional Investor Regime

Newsletter Hong Kong Law June 2013 Word version SFC Publishes Consultation Paper On The Professional Investor Regime Key issues Background The Professional Investor Regime Suitability Requirement Application of the exemption to Corporate and Individual PIs...