Hong Kong Law Archives - Page 40 of 67

US SEC Settles Dispute with Big Four Accountants over Chinese Accounting Records Access

[show_newsletter_sitepath] Hong Kong Law February 2015 PDF version Word version US SEC Settles Dispute with Big Four Accounting Firms over Chinese Accounting Records Access Introduction Regulatory Background Longtop Investigation 2014 Suspension Order and Appeal 2015...

Russia to sign IOSCO MMoU clearing the way for Russian companies to list on the Stock Exchange of Hong Kong

[show_newsletter_sitepath] Hong Kong Law February 2015 PDF version Word version Russia to sign IOSCO MMoU clearing the way for Russian companies to list on the Stock Exchange of Hong Kong IOSCO approves application by Bank of Russia Background to IOSCO MMoU The IOSCO...

The 10 Most Important Things to Know about China New Foreign Investment Law

[show_newsletter_sitepath] Hong Kong Law February 2015 PDF version Word version The 10 Most Important Things to Know about China’s New Foreign Investment Law A draft of China’s Foreign Investment Law (the Draft FIL) published by the Ministry of Commerce...

Stamp Duty Exemption for Hong Kong-Listed ETFs Effective Friday, 13 February 2015

[show_newsletter_sitepath] Hong Kong Law February 2015 PDF version Word version Stamp Duty Exemption for HK-Listed ETFs Effective Friday, 13 February 2015 Introduction Hong Kong’s ETF Market Current Regime Justification for the Change Details of Amendments...

Exchange Updates Guidance on IPO Listing Document Disclosure relating to Material Changes after Trading Record Period

[show_newsletter_sitepath] Hong Kong Law February 2015 PDF version Word version Exchange Updates Guidance on IPO Listing Document Disclosure relating to Material Changes after Trading Record Period Introduction GL41-12 Disclosure requirements for IPO cases –...

Hong Kong Corporate Finance Regulation – 2014 Highlights and the Year Ahead

[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version Hong Kong Corporate Finance Regulation – 2014 Highlights and the Year Ahead 2014 – The Top 10 Regulatory Highlights 2015 – The Year Ahead – The Top 10 Notes A year...

Hong Kong Stock Exchange Publishes Listing Decision on Controlling Shareholders’ Post-IPO Lock-up Restrictions

[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version Hong Kong Stock Exchange Publishes Listing Decision on Controlling Shareholders’ Post-IPO Lock-up Restrictions Introduction Applicable Rules The Facts Decision and Analysis...

Moody’s Appeals SFC’s Disciplinary Action: Latest Developments

[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version Moody’s Appeals SFC’s Disciplinary Action: Latest Developments The Report Civil Market Misconduct Proceedings against head of US-based Research Company Moody’s Investors...

SFC Consults on Greater Information Gathering Powers on Licensed Corporations to Assist Overseas Regulators

[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version SFC Consults on Greater Information Gathering Powers on Licensed Corporations to Assist Overseas Regulators Background Current Framework Existing SFO Provisions regarding SFC Assistance to...

Hong Kong-China Mutual Recognition of Funds (MRF) Scheme Nears Implementation

Newsletter Hong Kong Law December 2014 PDF version Word version Hong Kong-China Mutual Recognition of Funds (MRF) Scheme Nears Implementation Background Proposed MRF Rules Next Steps Expected Benefits Steps for Industry Participants Other Related Developments A scheme...