[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version Moody’s Appeals SFC’s Disciplinary Action: Latest Developments The Report Civil Market Misconduct Proceedings against head of US-based Research Company Moody’s Investors...
[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version SFC Consults on Greater Information Gathering Powers on Licensed Corporations to Assist Overseas Regulators Background Current Framework Existing SFO Provisions regarding SFC Assistance to...
Newsletter Hong Kong Law December 2014 PDF version Word version Hong Kong-China Mutual Recognition of Funds (MRF) Scheme Nears Implementation Background Proposed MRF Rules Next Steps Expected Benefits Steps for Industry Participants Other Related Developments A scheme...
Newsletter Hong Kong Law December 2014 PDF version Word version SFC Starts Market Misconduct Proceedings over Alleged False Research Report Market Misconduct Tribunal Proceedings The Securities and Futures Commission (SFC) has commenced proceedings against Mr. Andrew...
Newsletter Hong Kong Law December 2014 PDF version Word version Hong Kong Law Change Introduces Three Days’ Paternity Leave Background On 18 December 2014, the Legislative Council passed the Employment (Amendment) Bill 2014, introducing statutory paternity leave...
Newsletter Hong Kong Law December 2014 PDF version Word version Reporting and Record-keeping Obligations re. OTC Derivative Transactions Background to the Consultation Key Revisions In The Consultation Conclusions 1) Mandatory Reporting Obligations of AIs, AMBs and...
Newsletter Hong Kong Law December 2014 PDF version Word version Recent HK Case Highlights Importance of Proper Document Execution Recent Hong Kong case: Penta Investment Advisers Ltd v Allied Weli Development Ltd (formerly known as Hennabun Capital Group Ltd) [HCA...
Newsletter Hong Kong Law December 2014 PDF version Word version China Consults on 2014 Draft of Foreign Investment Catalogue The Foreign Investment Catalogue Background to Amendment Considerable Revision Overview of Changes On 4th November 2014, China’s National...
Newsletter Hong Kong Law November 2014 PDF version Word version Shanghai-Hong Kong Stock Connect to Commence Monday, 17 November 2014 Introduction Stocks Eligible for Trading Trading Calendar Trading Quotas and Currency Exchange Circular on the Launch of the...
Newsletter Hong Kong Law November 2014 PDF version Word version HK Exchange Updates Listing Rule Guidance HK Exchange Updates Guidance on IPO Share Allocations to Distributors’ Connected Clients and Requirements for Inclusion of Profit Forecasts in Application...
