Newsletter Hong Kong Law October 2015 PDF version Word version SFC launches Pilot Initiatives to Enhance Fund Authorisation Process Introduction Background The Revamped Process Chart 1: Illustration of the process for Standard Applications Chart 2: Illustration of the...
Newsletter Hong Kong Law October 2015 PDF version Word version Hong Kong Drops Weighted Voting Rights Background The SFC Statement On 5 October 2015, the Listing Committee of The Stock Exchange of Hong Kong Limited (SEHK) published its decision1 to not proceed with...
Newsletter Hong Kong Law October 2015 PDF version Word version Hong Kong Stock Exchange Publishes Consultation Conclusions on Volatility Control Mechanism and Closing Auction Session Volatility Control Mechanism Closing Auction Session Implementation Timelines Hong...
Newsletter Hong Kong Law September 2015 PDF version Word version HKEx Consults on Introduction of “Comply or Explain” Environmental, Social and Governance Reporting Introduction Background Proposals Introduction The Stock Exchange of Hong Kong Limited (the...
Newsletter Hong Kong Law August 2015 PDF version Word version Exchange Publishes Guidance on Mixed Media Offers Background Relevant Listing Rules Guidance on MMOs Conditions for MMOs Relevant Condition Template Documents FAQ Series 13: For Investors FAQ Series 13: For...
Newsletter Hong Kong Law August 2015 PDF version Word version Ernst & Young Discontinues Appeal over Producing Chinese Audit Working Papers to SFC Introduction Background Introduction Ernst & Young (EY) has discontinued its appeal against the May 2014 order of...
Newsletter Hong Kong Law August 2015 PDF version Word version SFC Fines Licensed Entity HK$4.5 million for Delay in Reporting Trader’s Misconduct Chronology Breaches by Nomura Hong Kong SFC Disciplinary Action Implications The Hong Kong Securities and Futures...
Newsletter Hong Kong Law July 2015 PDF version Word version SFC Brings First Action for Breach of Listed Companies’ Obligation to Disclose Inside Information under Part XIVA Securities and Futures Ordinance Regulatory Background The AAL Case: the Facts Relevant...
Newsletter Hong Kong Law July 2015 PDF version Word version Hong Kong Accountants’ Exemption from Restrictions on Foreign Accountants Auditing Chinese Companies Listing Offshore Scope Restrictions on Overseas Audit Firms Exemption for Hong Kong Auditors Hong...
Newsletter Hong Kong Law June 2015 PDF version Word version Exchange Publishes Guidance on Issue of Convertible Securities by Listed Issuers Relevant Listing Rules Pre-emptive rights Disclosure requirements Public float The Stock Exchange of Hong Kong Limited (the...
