Newsletter Hong Kong Law January 2016 PDF version Word version SFC Consults on Changes to the Guidelines for Regulation of Automated Trading Services Introduction Background: Hong Kong regulation of automated trading services Why are amendments required? Key Changes...
Newsletter Hong Kong Law December 2015 PDF version Word version SFC Consults on Expanding the Scope of Short Position Reporting Introduction Background Proposed Policy Changes Relevant Changes to the Short Position Reporting Rules Responding to the Consultation...
Newsletter Hong Kong Law December 2015 PDF version Word version HKEx Targets Backdoor Listings in Application of Cash Company Rules to Large Scale Fundraisings Background The Cash Company Rules Application of the Cash Company Rules to Large Scale Fundraisings...
Newsletter Hong Kong Law December 2015 PDF version Word version Suitability Requirement to Become Mandatory Provision of Client Agreements Under SFC Code Amendments Introduction Background and timeline of proposals Consultation Conclusions and Code Amendments Timeline...
Newsletter Hong Kong Law December 2015 PDF version Word version HKEx Provides Further Guidance on Significant Distributions of Unlisted Assets by Listed Issuers Facts Analysis of HKEx Decision Further Developments and Guidance from November 2015 The Hong Kong Stock...
Newsletter Hong Kong Law November 2015 PDF version Word version HKEx Approves India as Acceptable Jurisdiction of Incorporation for Listing Applicants Overview of India’s Regime Applicability of the Guide International Regulatory Co-operation Measures Conformity...
Newsletter Hong Kong Law November 2015 PDF version Word version Hong Kong Law Reform Commission Consults on Third Party Funding for Arbitration Introduction Background Recommendation 1: We recommend that the Arbitration Ordinance should be amended to provide that...
Newsletter Hong Kong Law November 2015 PDF version Word version Exchange Publishes Guidance on Continuing Obligations of Issuers and Guarantors of Listed Debt Securities Background Disclosure Obligations Submission of Financial Accounts Authorised Representatives The...
Newsletter Hong Kong Law October 2015 PDF version Word version Takeovers Panel Upholds Executive’s Decision that No Mandatory General Offer Obligation Arose for China Oriental Introduction Background The Takeovers Code The Decision and Reasons Introduction The...
Newsletter Hong Kong Law October 2015 PDF version Word version HKEx Proposes “London-Hong Kong Connect” to Link Commodities Markets Introduction Background All-round benefits Implementation of “London-Hong Kong Connect” Introduction The Hong...
