中文

Continued deficiencies in sponsor work identified by SFC

[show_newsletter_sitepath] Hong Kong Law April 2018 PDF version Word version SFC identifies continued deficiencies in sponsor work On 26 March 2018, the Securities and Futures Commission (SFC) issued a Circular to licensed corporations on expected standards for...

SFC and Exchange sign addendum to MOU Governing Listing Matters

[show_newsletter_sitepath] Hong Kong Law March 2018 PDF version Word version SFC and Exchange sign addendum to MOU Governing Listing Matters On 9 March 2018, the Securities and Futures Commission (SFC) and the Stock Exchange of Hong Kong Limited (the Exchange) signed...

SFC Fines IBHK concerning Electronic and Algorithmic Trading Systems

[show_newsletter_sitepath] Hong Kong Law February 2018 PDF version Word version SFC Fines IBHK concerning Electronic and Algorithmic Trading Systems Hong Kong’s Securities and Futures Commission (SFC) has publicly reprimanded and fined Interactive Brokers Hong Kong...

SFC Consults on Takeovers Code Changes

[show_newsletter_sitepath] Hong Kong Law February 2018 PDF version Word version Listen to Audio SFC Consults on Takeovers Code Changes Hong Kong’s Securities and Futures Commission (SFC) published a Consultation Paper (Consultation Paper) on proposed changes to the...

HKEx Consults on Documentary Requirements for Listed Issuers

[show_newsletter_sitepath] Hong Kong Law December 2017 PDF version Word version Hong Kong Stock Exchange Consults on Changes to Documentary Requirements for Listed Issuers and Minor Rule Amendments Introduction On 3 November 2017, the Stock Exchange of Hong Kong (the...

HKEx Consults on Review of Corporate Governance Code

[show_newsletter_sitepath] Hong Kong Law December 2017 PDF version Word version HKEx Consults on Review of Corporate Governance Code On 3 November 2017, the Stock Exchange of Hong Kong (the Exchange) published its Consultation Paper on Review of the Corporate...