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Securities and Futures Professional Investor Rules Amendments

[show_newsletter_sitepath] Hong Kong Law June 2018 PDF version Word version Securities and Futures (Professional Investor) Rules Amendments Targeted to Take Effect on 13 July 2018 The Securities and Futures (Professional Investor) Rules (PI Rules) will be amended to...

Corporate misconduct: SFC outlines its regulatory approach

[show_newsletter_sitepath] Hong Kong Law June 2018 PDF version Word version SFC outlines regulatory approach to corporate misconduct in latest Regulatory Bulletin The Securities and Futures Commission (SFC) outlined its proactive regulatory approach to tackling...

SFC Outlined Market Regulation Approach and fined Citigroup

[show_newsletter_sitepath] Hong Kong Law May 2018 PDF version Word version SFC Outlined Market Regulation Approach and Fined Citigroup Mr. Brian Ho of the Hong Kong Securities and Futures Commission (SFC) outlined the SFC’s approach to market regulation in a...

Hong Kong Monetary Authority to Launch Pilot Bond Grant Scheme

[show_newsletter_sitepath] Hong Kong Law May 2018 PDF version Word version Hong Kong Monetary Authority to Launch Pilot Bond Grant Scheme On 10 May 2018, the Hong Kong Monetary Authority (HKMA) issued a circular[1] setting out details of the highly anticipated...

SFC Guidelines on Online Platforms and Advisory Services

[show_newsletter_sitepath] Hong Kong Law April 2018 PDF version Word version SFC Guidelines on Online Platforms and Advisory Services On 28 March 2018, the Securities and Futures Commission (SFC) released its Consultation Conclusions on the Proposed Guidelines on...

New Rules for Listing Biotech Companies on Hong Kong Stock Exchange

[show_newsletter_sitepath] Hong Kong Law April 2018 PDF version Word version New Rules for Listing Biotech Companies on the Hong Kong Stock Exchange New Rules for Listing Biotech Companies on the Hong Kong Stock Exchange The Hong Kong Stock Exchange (the Exchange)...

Consultation Conclusions on WVR Listings

[show_newsletter_sitepath] Hong Kong Law April 2018 PDF version Word version Consultation Conclusions on WVR Listings Introduction New Listing Rules allowing high growth and innovative companies with weighted voting rights (WVR) structures to list in Hong Kong, and...