中文

HKEx and SFC Disciplinary Actions in May 2022

Hong Kong Law July 2022 PDF version Word version HKEx and SFC Disciplinary Actions in May 2022 In May 2022, the Stock Exchange of Hong Kong Limited (the HKEx) published four disciplinary actions. The first HKEx disciplinary action was against Wuzhou International...

SFC Proposes Significant Amendments to SFO Enforcement Regime

Hong Kong Law July 2022 PDF version Word version SFC Proposes Significant Amendments to SFO Enforcement Regime On 10 June 2022, the Securities and Futures Commission (SFC) launched a two-month consultation on proposed amendments to the enforcement-related provisions...

ETF Trading Under Stock Connect to Commence 4 July 2022

Hong Kong Law June 2022 PDF version Word version ETF Trading Under Stock Connect to Commence 4 July 2022 On 28 June 2022, the Hong Kong Exchanges and Clearing Limited (HKEx) released a circular on the launch of the inclusion of Exchange Traded Funds (ETFs) in Stock...

SFC and HKEx Disciplinary Actions in April 2022

Hong Kong Law June 2022 PDF version Word version SFC and HKEx Disciplinary Actions in April 2022 The Hong Kong regulatory enforcement actions concluded in April 2022 included the Takeovers Executive’s public criticism of two former directors for breach of the SFC...

ETFs to be included in Hong Kong-China Stock Connect

Hong Kong Law June 2022 PDF version Word version ETFs to be included in Hong Kong-China Stock Connect On 27 May 2022, the Securities and Futures Commission of Hong Kong (the SFC) and the China Securities Regulatory Commission (the CSRC) published a joint announcement...

HKEx and SFC Disciplinary Actions in March 2022

Hong Kong Law April 2022 PDF version Word version HKEx and SFC Disciplinary Actions in March 2022 In March 2022, the Stock Exchange of Hong Kong Limited (the HKEx) announced the results of its disciplinary action against former directors of a Chapter 21-listed...

First SPAC Lists on HKEX under New SPAC Listing Regime

Hong Kong Law April 2022 PDF version Word version First SPAC Lists on HKEX under New SPAC Listing Regime The Hong Kong Stock Exchange (HKEX) listed the first special purpose acquisition company (SPAC) on its Main Board on 18 March 2022 following its introduction of a...