中文

Insights

WATCH PODCASTS

Hong Kong regulatory compliance

Oct 2024HKEX Consultation on Changes to Corporate Governance Code and Listing Rules
Oct 20242024 Insider Dealing in Hong Kong – Overview & Update
Oct 2023Hong Kong Regulation of Virtual Assets Trading Platforms
Oct 2023Insider Dealing in Hong Kong – Overview & Update 2023
Sep 2023Regulatory Landscape for Web3 & Digital Assets – a Global & GCC Perspective
Aug 2023SFC Consultation on Proposed Amendments to the Codes on Takeovers and Mergers and Share Buy-Backs
Jul 2023Overview of Hong Kong VASP Licensing & SFC Consultation Conclusions on Regulatory Requirements for SFC Licensed Crypto Exchanges
Apr 2023SFC Consults on Proposed Regulatory Requirements for Hong Kong Licensed Virtual Asset Trading Platform Operators
Mar 2023HKEX and SFC Disciplinary & Enforcement Actions between May and August 2022 – part 2
Mar 2023HKEX and SFC Disciplinary & Enforcement Actions between January and April 2022 – part 1
Nov 20222022 Virtual Asset (Crypto) Service Providers & Dealers in Precious Metals & Stones: Hong Kong’s New Regulatory Regimes
Oct 20222022 SFC Bookbuilding Conduct Requirements – HKEX Listing Rules & Transitional Arrangements
Oct 20222022 Insider Dealing in Hong Kong – Overview & Update
Oct 2022Disclosure of Interests
Oct 2022Webinar 3 of Hong Kong Crypto Regulation Webinar Series 2022
Oct 2022Webinar 2 of Hong Kong Crypto Regulation Webinar Series 2022
Oct 2022Webinar 1 of Hong Kong Crypto Regulation Webinar Series 2022
Dec 2021Webinar on SFC Consultation Conclusion on Bookbuilding and Placing Activities and Sponsor Coupling
Oct 2021Webinar on HKEX Consultation Paper on SPACs
Sep 2021HKEX Listing Rule Changes on Disciplinary Powers and Sanctions
Jul 2021Cryptocurrency Funds and Virtual Assets in Hong Kong and Cayman
Apr 2021Webinar on SFC’s consultation on a proposed Code of Conduct for Hong Kong Bookbuilding and Placing Activities and Proposal on Sponsor Coupling
Apr 2021Charltons presented webinar on SFC Consultation on Proposed Code of Conduct on Bookbuilding and Placing Activities and Proposal on Sponsor Coupling
Feb 2021On 26 February 2021, Charltons presented Webinar 7 of Charltons Online Crypto Regulation Forum
Feb 2021On 19 February 2021, Charltons presented Webinar 6 of Charltons Online Crypto Regulation Forum
Feb 2021On 5 February 2021, Charltons presented Webinar 5 of Charltons Online Crypto Regulation Forum
Feb 2021BritCham HK’s webinar on the Role of outside advisers
Jan 2021On 29 January 2021, Charltons presented Webinar 4 of Charltons Online Crypto Regulation Forum
Jan 2021On 22 January 2021, Charltons presented Webinar 3 of Charltons Online Crypto Regulation Forum
Jan 2021On 15 January 2021, Charltons presented Webinar 2 of Charltons Online Crypto Regulation Forum
Jan 2021On 08 January 2021, Charltons presented Webinar 1 of Charltons Online Crypto Regulation Forum
Dec 2020Charltons presented webinar on The HKEX profit requirement proposals – consultation on the Main Board profit requirement
Aug 2020On 24 August 2020, Charltons presented Part I: Directors’ duties and liability for breaching Listing Rule Obligations of a Webinar Series on Responsibilities of HKEx-listco Directors
May 2020The licensing regime in Hong Kong
May 2020Bonds issues in Hong Kong
Apr 2020Charity Governance in Hong Kong
Apr 2019The Connected Transaction Rules of the Hong Kong Stock Exchange (Main Board)
Oct 2017Licensing for commodities related activities
Feb 2017Listing exchange traded funds (ETFs) on the Stock Exchange of Hong Kong Limited
Feb 2017The Licensing Regime under The Securities and Futures Ordinance
Jun 2016Listed company guide to inside information
May 2016Environmental social and governance reporting guide for companies listed on the HKEx
May 2016Private placement of bonds
Feb 2016Hong Kong crowd funding and the associated risks
Jan 2016Responsibilities of directors of companies listed on the Main Board of the Stock Exchange of Hong Kong Limited
Jan 2016Responsibilities of directors of companies listed on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited
Jan 2016Overview of responsibilities of directors of companies listed on the Main Board of The Stock Exchange of Hong Kong Limited
Jan 2016Overview of responsibilities of directors of companies listed on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited
Jun 2015Regulation of crowd funding in Hong Kong
Jun 2015Hong Kong regulation of crowd funding
Jun 2015Mainland-Hong Kong Mutual Recognition of Funds Initiative to launch on 1 July 2015: Hong Kong distribution opportunities for China funds
May 2015Hong Kong corporate finance regulation 2014 and 2015 – IPO sponsor due diligence regime update
Apr 2015The connected transactions rules in Hong Kong
Apr 2015Hong Kong listing rules: connected transactions
Apr 2015Opportunities for Russian companies to raise debt finance in Hong Kong
Apr 2015Listing of debt securities for professional investors on The Stock Exchange of Hong Kong Limited
Jan 2015SFC’s powers to seek compensation for investors
Jan 2015Disclosure of interests under the Securities and Futures Ordinance
Jan 2015Hong Kong corporate finance regulation 2014 and 2015 – IPO sponsor due diligence update
Dec 2014A Hong Kong corporate finance law firm
Nov 2014Fund structures
Nov 2014Structuring a private equity fund to be marketed in Europe
Oct 2014Regulatory implications of offering securities to employees in Hong Kong
Oct 2014Ongoing compliance matters for a licensed corporation to carry out certain regulated activities
Jul 2014The Hong Kong Code on Takeovers and Mergers
Jul 2014The Hong Kong Code on Takeovers and Mergers
Jul 2014The Listing Rules’ requirements for reverse takeovers of Hong Kong listed companies
Jul 2014The 10 most important things to know about reverse takeovers (RTOs) of Hong Kong listed companies
Jul 2014Insider dealing under the Securities and Futures Ordinance
Jun 2014Hong Kong listing rules amendments changes to the connected transaction rules
Jun 2014Obligations of directors of the offeror under the Code on Takeovers and Mergers
Jun 2014Marketing mutual funds in Hong Kong
Jun 2014Marketing non-corporate funds in Hong Kong
Jun 2014Marketing by an overseas company of shares in Hong Kong
May 2014Market misconduct under the Securities and Futures Ordinance
Apr 2014Rights issue and open offer in Hong Kong
Apr 2014Charltons’ funds practice
Jan 2014Backdoor listing
Dec 2013The statutory regime for listed companies’ disclosure of inside information
Nov 2013Annual retainer services
Aug 2013Statutory regime for the disclosure of price sensitive information – the Implications for listed companies and their directors
Jul 2013The 10 most important things to know about Hong Kong SFC licensing for commodities related activities
Jun 2013Mergers and acquisitions
Dec 2012Hedge funds: the regulatory approach in Hong Kong
Nov 2012Directors‘ roles & responsibilities – dealing with dysfunctional boards/crises/emergencies
Jun 2009Approvals and notifications required in relation to transfers of shares of a licensed corporation in Hong Kong
Sep 2005Amendments to the Codes on Takeovers and Mergers and Share Repurchases effective 1 October 2005
Apr 2005Guidelines on analyst conflicts of interest effective 1 April 2005
Dec 2003Aspects of the Securities and Futures Ordinance: disclosure of Interests, insider dealing, regulation of offers of investments, market misconduct and the stabilisation rules
Aug 2002Guidance to the Securities and Futures Ordinance, Cap. 571
Jul 2000The mandatory provident fund
Dec 2021Webinar on SFC Consultation Conclusion on Bookbuilding and Placing Activities and Sponsor Coupling
Oct 2021Webinar on HKEX Consultation Paper on SPACs
Sep 2021HKEX Listing Rule Changes on Disciplinary Powers and Sanctions
Jul 2021Cryptocurrency Funds and Virtual Assets in Hong Kong and Cayman
Apr 2021Webinar on SFC’s consultation on a proposed Code of Conduct for Hong Kong Bookbuilding and Placing Activities and Proposal on Sponsor Coupling
Apr 2021Charltons presented webinar on SFC Consultation on Proposed Code of Conduct on Bookbuilding and Placing Activities and Proposal on Sponsor Coupling
Feb 2021On 26 February 2021, Charltons presented Webinar 7 of Charltons Online Crypto Regulation Forum
Feb 2021On 19 February 2021, Charltons presented Webinar 6 of Charltons Online Crypto Regulation Forum
Feb 2021On 5 February 2021, Charltons presented Webinar 5 of Charltons Online Crypto Regulation Forum
Feb 2021BritCham HK’s webinar on the Role of outside advisers
Jan 2021On 29 January 2021, Charltons presented Webinar 4 of Charltons Online Crypto Regulation Forum
Jan 2021On 22 January 2021, Charltons presented Webinar 3 of Charltons Online Crypto Regulation Forum
Jan 2021On 15 January 2021, Charltons presented Webinar 2 of Charltons Online Crypto Regulation Forum
Jan 2021On 08 January 2021, Charltons presented Webinar 1 of Charltons Online Crypto Regulation Forum
Dec 2020Charltons presented webinar on The HKEX profit requirement proposals – consultation on the Main Board profit requirement
Aug 2020On 24 August 2020, Charltons presented Part I: Directors’ duties and liability for breaching Listing Rule Obligations of a Webinar Series on Responsibilities of HKEx-listco Directors
May 2020The licensing regime in Hong Kong
May 2020Bonds issues in Hong Kong
Apr 2020Charity Governance in Hong Kong
Apr 2019The Connected Transaction Rules of the Hong Kong Stock Exchange (Main Board)
Oct 2017Licensing for commodities related activities
Feb 2017Listing exchange traded funds (ETFs) on the Stock Exchange of Hong Kong Limited
Feb 2017The Licensing Regime under The Securities and Futures Ordinance
Jun 2016Listed company guide to inside information
May 2016Environmental social and governance reporting guide for companies listed on the HKEx
May 2016Private placement of bonds
Feb 2016Hong Kong crowd funding and the associated risks
Jan 2016Responsibilities of directors of companies listed on the Main Board of the Stock Exchange of Hong Kong Limited
Jan 2016Responsibilities of directors of companies listed on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited
Jan 2016Overview of responsibilities of directors of companies listed on the Main Board of The Stock Exchange of Hong Kong Limited
Jan 2016Overview of responsibilities of directors of companies listed on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited
Jun 2015Regulation of crowd funding in Hong Kong
Jun 2015Hong Kong regulation of crowd funding
Jun 2015Mainland-Hong Kong Mutual Recognition of Funds Initiative to launch on 1 July 2015: Hong Kong distribution opportunities for China funds
May 2015Hong Kong corporate finance regulation 2014 and 2015 – IPO sponsor due diligence regime update
Apr 2015The connected transactions rules in Hong Kong
Apr 2015Hong Kong listing rules: connected transactions
Apr 2015Opportunities for Russian companies to raise debt finance in Hong Kong
Apr 2015Listing of debt securities for professional investors on The Stock Exchange of Hong Kong Limited
Jan 2015SFC’s powers to seek compensation for investors
Jan 2015Disclosure of interests under the Securities and Futures Ordinance
Jan 2015Hong Kong corporate finance regulation 2014 and 2015 – IPO sponsor due diligence update
Dec 2014A Hong Kong corporate finance law firm
Nov 2014Fund structures
Nov 2014Structuring a private equity fund to be marketed in Europe
Oct 2014Regulatory implications of offering securities to employees in Hong Kong
Oct 2014Ongoing compliance matters for a licensed corporation to carry out certain regulated activities
Jul 2014The Hong Kong Code on Takeovers and Mergers
Jul 2014The Hong Kong Code on Takeovers and Mergers
Jul 2014The Listing Rules’ requirements for reverse takeovers of Hong Kong listed companies
Jul 2014The 10 most important things to know about reverse takeovers (RTOs) of Hong Kong listed companies
Jul 2014Insider dealing under the Securities and Futures Ordinance
Jun 2014Hong Kong listing rules amendments changes to the connected transaction rules
Jun 2014Obligations of directors of the offeror under the Code on Takeovers and Mergers
Jun 2014Marketing mutual funds in Hong Kong
Jun 2014Marketing non-corporate funds in Hong Kong
Jun 2014Marketing by an overseas company of shares in Hong Kong
May 2014Market misconduct under the Securities and Futures Ordinance
Apr 2014Rights issue and open offer in Hong Kong
Apr 2014Charltons’ funds practice
Jan 2014Backdoor listing
Dec 2013The statutory regime for listed companies’ disclosure of inside information
Nov 2013Annual retainer services
Aug 2013Statutory regime for the disclosure of price sensitive information – the Implications for listed companies and their directors
Jul 2013The 10 most important things to know about Hong Kong SFC licensing for commodities related activities
Jun 2013Mergers and acquisitions
Dec 2012Hedge funds: the regulatory approach in Hong Kong
Nov 2012Directors‘ roles & responsibilities – dealing with dysfunctional boards/crises/emergencies
Jun 2009Approvals and notifications required in relation to transfers of shares of a licensed corporation in Hong Kong
Sep 2005Amendments to the Codes on Takeovers and Mergers and Share Repurchases effective 1 October 2005
Apr 2005Guidelines on analyst conflicts of interest effective 1 April 2005
Aug 2002Guidance to the Securities and Futures Ordinance, Cap. 571
Jul 2000The mandatory provident fund

Latest news

Webinar on SFC Bookbuilding Conduct Requirements & related HKEX Listing Rule Requirements on 25 October 2024

On 30 September 2024, Julia Charlton presented a webinar on Proposed Licensing Regimes for Virtual Asset OTC Services and Stablecoin Issuers

Hong Kong Event on Wealth Strategies in Global Transformations

view more

Subscribe to our newsletter
and stay updated

Subscribe

Hong Kong regulatory compliance

Securities and Futures Ordinance

Hong Kong Code on Takeovers and Mergers

Hong Kong Securities and Futures Ordinance SFO

Law firm advising on Hong Kong regulatory compliance

Law firm advising on Hong Kong Code on Takeovers and Mergers

Hong Kong Listing Rules

Hong Kong Stock Exchange

Fund structures

Hong Kong licensing regime

Insider dealing
Securities and Futures Commission
Market misconduct
Hong Kong financial regulator
Hong Kong China SFC